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FSA Compliance

FSA Compliance

We have a dedicated team which handles all manner of FSA compliance issues. We routinely assist firms in applying for FSA authorisation and in many cases remain on-hand in a consultancy capacity to help with the promotion and marketing of funds, the carrying out of periodic compliance audits, staff training, and advice on all aspects of FSA regulation and Anti-Money Laundering issues.

Our clients are nationwide and, while we primarily service private equity and venture capital fund managers in our FSA compliance work, we have clients from a wide range of backgrounds.

 

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